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Friday, November 8, 2013

Revisiting Kesavananda Bharati and the Basic Structure Doctrine


Kesavananda Bharati v. State of Kerala is a landmark judgment in the Indian Constitutional Law history. This case established the doctrine of basic structure which says that the Constitution of India is built on a basic foundation of fundamental principles such as liberty, freedom, democracy, sovereignty etc. and no amendment can destroy this basic structure. Let us celebrate the 40th Anniversary of this judgment.

A 13 judge bench was constituted to decide whether the Golaknath judgment was correctly decided. However, the main question involved in this case was to determine the extent of the amending power conferred by Article 368 of the Constitution, apart from Article 13(2), on Parliament.

Glorious and ingenious arguments were raised by both the sides. However, the bench decided by a thin majority of 7-6 in favour of the petitioners. While exploring the meaning of amendment under article 368, the court discussed various theories, tools and case laws relating to interpretation. I will mention some of them in this article.

1. How to Interpret the Constitution?

2. Article 368 of the Constitution of India

3. Doctrine of Basic Structure

4. Right to Property

5. Golak Nath Judgment

6. Article 32



On How to Interpret the Constitution

Higgins J. in Attorney General for New South Wales v. The Brewery Employees Union of New South Wales etc. [1] said that even though the words of a Constitution are to be interpreted on the same principles of interpretation as are applied to any ordinary law, these very principles of interpretation require taking into account the nature and scope of the Act remembering that "it is a Constitution, a mechanism under which laws are to be made and not a mere Act which declares what the law is to be". The decision must depend on the words of the Constitution as provisions of no two Constitutions are in identical terms.

Lord Wright in fames v. Commonwealth of Australia [2] said that the question, then, is one of construction and in the ultimate resort must be determined upon the actual words used read not in a vacuo but as occurring in a single complex instrument, in which one part may throw light on another.

Lord Green in Bidis v. General Accident, Fire and Life Assurance Corporation [3] said that "it is to read the statute as a whole and ask oneself the question. In this state, in this context, relating to this subject matter, what is the true meaning of that word?"

On Preamble

The history of the drafting and the ultimate adoption of the Preamble shows:

(1) that it did not "walk before the Constitution" as is said about the preamble to the United States Constitution;
(2) that it was adopted last as a part of the Constitution:
(3) that the principles embodied in it were taken mainly from the Objectives Resolution;
(4) the Drafting Committee felt, it should incorporate in it "the essential features of the "new State":
(5) that it embodied the fundamental concept of sovereignty being in the people.

It was held in this case that apart from the part of the Preamble which relates to the basic structure or framework of the Constitution, the Preamble does not restrict the power of amendment.

On Article 368

The court held that

“The meaning of the words "amendment of this Constitution" as used in Article 368 must be such which accords with the true intention of the Constitution makers as ascertainable from the historical background, the Preamble, the entire scheme of the Constitution, its structure and framework and the intrinsic evidence in various Articles including Article 368. It is neither possible to give it a narrow meaning nor can such a wide meaning be given which can enable the amending body to change substantially or entirely the structure and identity of the Constitution. Basically, the amending power under Article 368 is neither narrow nor unlimited.”

On Basic Structure

If the historical background, the Preamble, the entire scheme of the Constitution, the relevant provisions thereof including Article 368 are kept in mind there can be no difficulty in discerning that the following can be regarded as the basic elements of the Constitutional structure. (These cannot be catalogued but can only be illustrated).

1. The supremacy of the Constitution.
2. Republican and Democratic form of Government and sovereignty of the country.
3. Secular and federal character of the Constitution.
4. Demarcation of power between the legislature, the executive and the judiciary.
5. The dignity of the individual (secured by the various freedoms and basic rights in Part III and the mandate to build a welfare State contained in Part IV.
6. The unity and the integrity of the nation.
7. Justice, social, economic and political
8. Liberty of thought, expression, belief, faith and worship
9. Equality of status and of opportunity.

The court further said that the amending procedure is concerned with the statutory framework of which it forms part itself. It may effect changes in detail, remould the legal expression of underlying principles, adapt the system to the needs of changing conditions, be in the words of Calhoun 'the medicatrix of the system', but should not touch its foundations.

Carl J. Friedrich [4] says that:

“A Constitution is a living system. But just as in a living, organic system, such as the human body, various organs develop and decay yet the basic structure or pattern remains the same with each of the organs having its proper function, so also in a Constitutional system the basic institutional pattern remains even though the different component parts may undergo significant alterations. For it is the characteristic of a system that it perishes when one of its essential component parts is destroyed. The United States may retain some kind of Constitutional government, without, say, the Congress or the federal division of powers, but it would not be the Constitutional system now prevailing. This view is uncontested even by many who do not work with the precise concept of a Constitution here insisted upon.”

Sutherland in this context states that “any change of the scope or effect of an existing statute whether by addition, omission or substitution of provisions which does not wholly terminate its existence whether by an Act purporting to amend, repeal, revise or supplement or by an Act independent and original in form, is treated as amendatory.”

The court said that it is, no doubt, true that the effect of the above conclusion at which we have arrived is that there would be no provision in the Constitution giving authority for drafting a new and radically different Constitution with different basic structure or framework.

But this fact would not show that our Constitution has a lacuna and is not a perfect or a complete organic instrument, for it is not necessary that a Constitution must contain a provision for its abrogation and replacement by an entirely new and different Constitution. The people in the final analysis are the ultimate sovereign and if they decide to have an entirely new Constitution, they would not need the authority of the existing Constitution for this purpose.

Finally, the court concluded by saying that subject to the retention of the basic structure or framework of the Constitution, the power of amendment is plenary and would include within itself the power to add, alter or repeal the various articles including those relating to fundamental rights. The words "amendment of the Constitution" with all their wide sweep and amplitude cannot have the effect of destroying or abrogating the basic structure or framework of the Constitution. It would not be competent under the garb of amendment, for instance, to change the democratic government into dictatorship or hereditary monarchy nor would it be permissible to abolish the Lok Sabha and the Rajya Sabha. The secular character of the state according to which the state shall not discriminate against any citizen on the ground of religion only cannot likewise be done away with. Provision regarding the amendment of the Constitution does not furnish a pretence for subverting the structure of the Constitution nor can Article 368 be so construed as to embody the death wish of the Constitution or provide sanction for what may perhaps be called its lawful harakiri. Such subversion or destruction cannot be described to be amendment of the Constitution as contemplated by Article 368.

On Right to Property

The court said that so far as the question is concerned as to whether the right to property can be said to pertain to basic structure or framework of the Constitution, the answer should plainly be in the negative.

Basic structure or framework indicates the broad outlines of the Constitution, while the right to property is a matter of detail. It is apparent from what has been discussed above that the approach of the framers of the Constitution was to subordinate the individual right to property to the social good. Property right has also been changing from time to time.

As observed by Harold Laski in Grammar of Politics, the historical argument is fallacious if it regards the regime of private property as a simple and unchanging thing. The history of private property is, above all, the record of the most varied limitations upon the use of the powers it implies. Property in slaves was valid in Greece and Rome; it is no longer valid today. Laski in this context has quoted the following words of John Stuart Mill:

“The idea of property is not some one thing identical throughout history and incapable of alteration...at any given time it is a brief expression denoting the rights over things conferred by the law or custom of some given society at that time; but neither on this point, nor on any other, has the law and custom of a given time and place, a claim to be stereotyped for ever. A proposed reform in laws or customs is not necessarily objectionable because its adoption would imply, not the adaptation of all human affairs to the existing idea of property, to the growth and improvement of human affairs.”

On Golaknath Judgment

(a) The decision in Golak Nath has become academic, for even if it be assumed that the majority judgment that the word 'law' in Article 13(2), covered Constitutional amendments was not correct, the result on the questions, wider than those raised in Golak Nath, now raised before us would be just the same. “

(b) Though the power to amend cannot be narrowly construed and extends to all the Articles it is not unlimited so as to include the power to abrogate or change the identity of the Constitution or its basic features;

(c) Even if the amending power includes the power to amend Article 13(2), a question not decided in Golak Nath, the power is not so wide so as to include the power to abrogate or take away the fundamental freedoms.

On Article 32

Dr. Ambedkar's (Read Constituent Assembly Debates) observations cannot be read to suggest that by an amendment of the Constitution, Article 32 could be abrogated, for if it were so, his observations could be in clear conflict with the express language of Clause 4 of Article 32.

The guarantee in Clause 4 of Article 32 could be conceived of only against amending power, for no ordinary law can suspend a right given by the Constitution unless permitted by the Constitution itself. When Clause 4 of Article 32 does not even permit suspension of the right under Article 32 except as otherwise provided in the Constitution, that is, by Article 359, it is highly unthinkable that by an amendment this right could be abrogated.

This pivotal feature of the Fundamental Rights demonstrates that this basic structure cannot be damaged or destroyed. When a remedy cannot be abrogated, it should follow that the fundamental rights cannot be abrogated for the reason that the existence of a remedy would be meaningless without the rights.

There is nothing else in the debates which would suggest that any of the members ever entertained any notion of abrogation of any of the fundamental rights. It was in the light of the makeup of the members and the dedicated way in which they spoke of these rights that these rights were cherished by the people. It could not be imagined that anyone would have suggested anything to the contrary.

Rest of it will be dealt in my next post. To be Continued.....





[1] [1908] 6 C.L.R. 469 at pp. 611-612.
[2] [1936] A.C. 578 at p. 613.
[3] [1948] 2 All. E.R. 998.
[4] "Man and His Government" , p. 272 (1963).

1 comment:

  1. @Suyash:

    Of late certain people have been attempting to show formation of Telangana after the state assembly's "rejection" of the draft bill violates "federalism". These authors base their view on the Bommai case.

    I rebutted this line of thinking at my blog. I will appreciate if you can check this at your convenience.

    http://jaigottimukkala.blogspot.in/2014/02/article-3-federalism-and-bommai-case.html

    ReplyDelete